北京商报讯（记者 李海媛）5月17日，河南证监局发文称，经查，中原证券在开展资产管理业务时，个别项目尽职调查缺失股票配资电话，投后管理不到位，违反多项规定。田书舟作为相关项目主要业务人员，违反《证券公司合规管理试行规定》第六条第三款规定。根据有关规定，河南证监局决定对田书舟实施出具警示函的监督管理措施。
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